As a registered investment advisor, DeafInvest is required by laws and regulations of our industry to uphold the sacred duty to act in the clients’ best interests. 

DeafInvest are regulated by Securities and Exchange Commission (SEC), Financial Industry Regulatory Authority (FINRA), State Regulators where our clients are at for our investment services to the public You can find our record in the SEC HERE.

DeafInvest does not provide services for or opportunity to purchase Initial Public Offering, is not a hedge fund, does not specialize in day-to-day trading, does not conduct trading in options & futures for clients, does not sell investment products, does not offer annuity or insurance, and does not conduct investments in other countries directly for the clients.

All investing involves risk, including the potential for loss of principal. There is no guarantee that any investment plan or strategy will be successful.

SFS is a fee-only Registered Investment Adviser (RIA). Registration as an adviser does not connote a specific level of skill or training. More detail, including forms ADV Part 2A & 2B filed with the SEC, can be found at HERE.

Neither the information nor any opinion expressed, is to be construed as personalized investment, tax, or legal advice. The accuracy and completeness of information presented from third-party sources cannot be guaranteed. 

SFS is a VA registered LLC company. SFS provides investment advisory and related services for clients nationally. SFS will maintain all applicable registration and licenses as required by the various states in which SFS conducts business, as applicable. SFS renders individualized responses to persons in a particular state only after complying with all regulatory requirements, or pursuant to an applicable state exemption or exclusion.